Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

D-9.2, r. 7.1 - Regulation respecting the rules of ethics in the securities sector

Section 4
Disposition versions

Full text
4. A representative’s recommendations shall be based on an in-depth analysis of information obtained from the client and information concerning the trade.
O.C. 161-2001, s. 4.
© Gouvernement du Québec